Training consultants series 66 exam training solutions. I dont know if there is a series 66 for dummies book, but the series 7 for dummies has some great material on how to eliminate answers and basic test taking strategy. The series 66 exam the nasaa uniform combined state law examination is a north american securities administrators association nasaa exam. The series 66 exam is computerbased, and includes 110 multiplechoice questions. Passing the series 66, the uniform combined state law examination, qualifies an individual as if he or she had passed both the series 63 and series 65. I am the founder of test geek exam prep llc and i want to welcome you to testgeek exam preps series 66 video.
One major reason for the greater series 7 topoff difficulty versus the sie exam is the math. Remember to click the finish exam link at the bottom of the page once you. Prepare with our series 66 exam questions to help you pass your exam and test taking tips. The series 66 is an exam and license that is meant to qualify individuals as investment advisor representatives or securities agents. Series 7 and 66 exam details kaplan financial education. A separate book of 10 simulated final exams with complete explanations gives the user practical experience with the exam format. The test, commonly called the series 66 exam, is administered by the financial industry regulatory authority.
The series 66 exam contains topics covered in the series 63 and series 65 exams without duplication of the series 7. Kaplan financial educations securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the nasaa series 66 exam, uniform combined state law examination. This means that the series 7 is a corequisite exam for the series 66. Rice to make sure you dont walk into the securities industry essentials sie exam testing center, take one look at the computer screen, go into shock, and start drooling on the keyboard, this article covers some of the testing details for the sie exam.
Do not use the browser back button while doing this test. Whether you need tutoring for the series 7, series 6, series 65, series 63, series 66, series 24, or any other securities license exam, we can help. Rice earned an exceptionally high score on the series 7 exam and soon began tutoring others in the broker dealership where he worked as a stockbroker. The series 66 satisfies series 65 and series 63 exam requirements, but series 7 registration is a corequisite for the series 66. The examination also called the series 66 is designed to qualify candidates as both securities agents and investment adviser representatives. Our software features a simulation of the proctor exam interface just. Our series 66 courses will prepare you for your exam. Our new series 66 audio books are truly an amazing leaning tool. That means you can take and pass the two exams in any order but can only use the 66 when the series 7 is also passed. Our comprehensive series 66 exam secrets study guide is written by our exam experts, who painstakingly researched every topic and concept that you need to know to ace your test.
Only individuals who have completed or will complete the series 7 exam may take the series 66 exam. Rice, founding partner and educator at empire stockbroker training institute, is the author of series 7 exam for dummies. Series 7 candidates may retrieve items from their locker without consent from the tca during the mandatory break after the 1st half of the exam. Series 66 exam nasaa uniform combined state law exam passing the series 66 exam qualifies a candidate to register as an investment adviser representative and as a securities agent. Securities industry essentials exam for dummies with. Smart 66 program for the series 66 license pass perfect.
The series 66 examination licenses an individual in the state to sell both securities and investment advisory products. Series 66 exam secrets study guide by series 66 exam. For series 66 candidates who are getting ready to take the series 66 exam for the first time or who have taken the series 66 exam and missed passing the exam by 1 12 points. This study guide is designed to provide an overview of the exam s general content and format. The series 65 and 66 exams can be difficult for people without any investment experience. Students listen to studio quality audio books from any ipod or computer with itunes. Test time for all finra appointments, an additional 30 minutes is scheduled to allow for the completion of the tutorial presented prior to your session and the post exam. Both versions are the same price and contain the same information. However, to register as an investment adviser representative based on the series 66, an individual must also have passed the finra series 7 exam and the exam must be valid i. I am the founder of test geek exam prep llc and i want to welcome you to testgeek exam preps series 66 video course.
Series 66 exam secrets study guide mometrix test prep. Choose from 500 different sets of series 66 flashcards on quizlet. In addition to writing the series 7 exam for dummies, steve developed and designed the empire stockbroker training institute online series 7, series 6, series 63, series 66, and more exams. Securities industry essentials exam for dummies with online practice by steven m. Successful completion of the series 66 exam is equivalent to successful completion of both the series 63. I saw the series 7 post a couple days ago and was hoping i could get some similar information for this. In order for a candidate to pass the series 66 exam, heshe must correctly answer at least 73 of the 100 scored questions. Pass the 66 studysheet growth stocks trade at higher pricetoearnings and pricetobook ratios than value stocks.
Series 7 exam for dummies, 4 th edition with online practice is a fundamental resource that guides you through your preparations for the series 7 exam. In this video two series 66 experts weigh in on how to prepare. The nasaa series 66, uniform combined state law examination is required of individuals acting as or soliciting for the service of investment advisors and soliciting the purchase or sale of securities within a state. It was created by nasaa in response to requests from brokerdealers and other financial services. Series 7 exam for dummies, 4th edition with online. We offer a variety of instruction options and exam prep study tools to best suit your learning style and schedule. Unlike many standardized tests, the series 7 exam is harder than it seems, and people who score below 70% must retake the test, having to wait at least a month before retaking it and paying hefty. Of the 110 questions, 100 will count toward your score. Value stocks are cheaper, trading at lower pe and pricetobook multiples. A series 66 tutor will make sure you are focused, have mastered the series 66 material, and are confident in the application of the knowledge during your series 66 exam.
This study guide is designed to provide an overview of the exams general content and format. All of our tutors are from empire stockbroker training institute, which is regarded as one of the top securities training schools in the country. Growth is more volatile, requires higher risk tolerance. However, if you want to be a research analyst, this is the route youll need to go. It is possible for you to schedule two different exams on the same day. So if you have series 7, opt for the 66, its a little shorter. Unlike the 65, the series 66 requires a sponsor the series 7 is a corequisite for the 66. The exam is a challenge because there are suitability questions which could be left to interpretation. A general overview of finras series 6, 7, 63, 65 and 66. To pass the exam, a candidate must score 73% or better, answering at least 73 questions correctly. If you need instant access and are comfortable with ebooks, order the ebook. The timer of the exam will not stop once the exam starts.
Series 66 exam free series 66 exam tips and preparation. It is your responsibility to ensure that your appointments do not. In this video we discuss key tips for students studying for the series 66 exam. The series 66 exam the nasaa uniform combined state law examination is a north american securities administrators association nasaa exam administered by finra. The uniform combined state law examination was developed by nasaa based on industry requests. People who take the 66 are usually people who already have passed the series 7 exam. Persons who take the series 66 exam must also pass the series 7 exam prior to. Rice also codeveloped a complete library of securities training manuals for the series 4, series 6, series 7, series 24, series 63, series 65, and series 66 exams. Steve has also coauthored a complete library of securities training manuals. No limit to number of times individual can take exam prometric and pearson are two companies where the exam is given. If you want to schedule exams on different days, you must select each exam individually and complete individual appointment transactions. This series 66 exam study guide uses plain english and concise explanations as it ticks. Your nononsense guide to acing the series 7 exam in order to become a stockbroker and sell securities, you must first pass the series 7 exama 6hour, 250question monstrosity. If you would prefer the physical book and can wait for the product to arrive in the mail, order the printed book.
This series fulfills the requirements of both the series 63 and series 65. Two of knopman marks instructors, howard kaplan and dave. Free series 66 audio book free series 66 exam prep. The series 66 license is only valid with a series 7 designation. Our series 66 online examcenter gives you the ability to test your knowledge at multiple levels to gauge your knowledge level, identify areas needing improvement, and give you confidence you are prepared. You can likely count on one hand the number of times that you will need your calculator for the sie exam. Series 66 dump sheet posted in the finance community. A plain english explanation to help you pass the series 66 exam. Looking for series 66 securities exam prep practice. Includes practice test questions series 66 exam secrets helps you ace the uniform combined state law exam, without weeks and months of endless studying. The series 66 exam is comprised of 100 scored and 10 unscored experimental questions.
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